Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames C. Davison is a financial professional with over 27 years of experience in the industry. James is currently registered with T. Rowe Price Investment Services, Inc. and has previously been registered with Foreside Fund Services, LLC, State Street Global Markets, LLC, PIMCO Investments LLC, BlackRock Investments, LLC, BlackRock Fund Distribution Company, Barclays Global Investors Services, MFS Fund Distributors, Inc., Salomon Smith Barney Inc., LPM Investment Services, Inc, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James has passed both the Series 65 and 63 exams. James is currently registered in all 50 states as well as Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
05/23/2024 - Present
T. Rowe Price Investment Services, Inc. (BALTIMORE MD)
ME
04/22/2016 - 10/11/2023
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
MA
02/05/2014 - 09/10/2015
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
NY
08/02/2012 - 02/14/2014
PIMCO INVESTMENTS LLC (NEW YORK NY)
NY
01/03/2012 - 08/16/2012
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
CA
11/06/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
NY
01/19/2001 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
MA
07/26/2000 - 01/19/2001
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
NY
10/27/1997 - 03/22/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
FL
10/01/1996 - 09/18/1997
LPM INVESTMENT SERVICES, INC (PALM BEACH FL)
NY
03/03/1994 - 07/30/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/20/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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