Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cantela is a financial advisor with over 20 years of experience in the industry. James is currently registered with Missionsquare Retirement and has previously worked with other firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Hennion & Walsh, Inc. and Northwestern Mutual Investment Services, LLC. James holds the Series 7, 63, 65 and 66 securities licenses, as well as the SIE exam. James is also a Certified Financial Planner. James's focus is on providing financial advice and investment management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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DC
04/18/2024 - Present
Missionsquare Retirement (WASHINGTON DC)
NY
10/28/2022 - 04/16/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
06/30/2016 - 10/10/2016
HENNION & WALSH, INC. (PARSIPPANY NJ)
NJ
10/13/2011 - 07/01/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PARAMUS NJ)
MO
10/01/2000 - 01/11/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
04/13/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
TX
04/06/1999 - 10/15/1999
FLEET SECURITIES, INC. (DALLAS TX)
MA
02/12/1997 - 07/02/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
FL
06/09/1994 - 04/12/1995
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
NA
10/05/1993 - 06/14/1994
REICH & CO., INC.
BOTH
Issued 11/18/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/13/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/18/1999
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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