Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brucia is a financial advisor based in Mount Pleasant, South Carolina. James joined R. Seelaus & Co., LLC in November 2019. James has passed the Series 7TO, Series 57TO, and Series 63 exams and is registered with FINRA and the state of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
SC
11/26/2019 - Present
R. Seelaus & CO., LLC (Mt. Pleasant SC)
BC
Issued 12/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2021
Series 57TO - Securities Trader Exam
BC
Issued 11/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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