Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Byron Walker is a financial advisor with over 20 years of experience in the industry. He is currently registered with ADP Broker-Dealer, Inc. and holds a Series 6, 7, 63, and 65 license, as well as the SIE exam. Previously, James has worked with Ameritas Investment Corp., GWFS Equities, Inc., John Hancock Distributors LLC, Starfn, and Scudder Distributors, Inc. James has held registrations in multiple states throughout the years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
12/06/2011 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NE
01/15/2009 - 10/19/2011
AMERITAS INVESTMENT CORP. (LINCOLN NE)
MN
06/15/2005 - 12/15/2006
GWFS EQUITIES, INC. (EDEN PRAIRIE MN)
MA
08/27/2002 - 06/02/2005
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
IL
10/22/2001 - 06/17/2002
STARFN (CHICAGO IL)
IL
07/30/1999 - 08/10/2001
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 07/31/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/28/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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