Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Byron Dokken is a financial advisor who has been in the industry since March 31, 2015. James is currently registered with LPL Financial LLC, and has previously been registered with Woodbury Financial Services, Inc. and U.S. Bancorp Investments, Inc.. James is licensed to provide financial advice in Illinois, Minnesota and Texas. James specializes in providing a variety of financial services including financial planning, consulting, and investment management. James is committed to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
04/22/2024 - Present
LPL Financial LLC (ARDEN HILLS MN)
MN
01/24/2022 - 11/13/2023
WOODBURY FINANCIAL SERVICES, INC. (MINNETONKA MN)
MN
04/01/2015 - 01/28/2022
U.S. BANCORP INVESTMENTS, INC. (PLYMOUTH MN)
IA
Issued 04/30/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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