Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Burns is a registered representative of Northwestern Mutual Investment Services, LLC. James has been in the financial services industry since 2017. James has a Series 6, Series 7TO, and Series 63 license. James is registered with the state of Virginia. The firm is headquartered in Milwaukee, Wisconsin. Northwestern Mutual Investment Services, LLC is an investment advisor that provides investment advice and research, referrals to other advisors. The firm does not provide financial planning or portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
01/10/2017 - Present
Northwestern Mutual Investment Services, LLC (Virginia Bch VA)
BC
Issued 01/31/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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