Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bradford is a financial advisor with over 27 years of experience in the financial services industry. James is currently registered with Janus Henderson Distributors US LLC. James has held previous positions with Nuveen Securities, LLC, Wells Fargo Funds Distributor, LLC, Evergreen Investment Services, Inc., Van Kampen Funds Inc. and A I M Distributors, Inc. James holds the Series 6, 7 and SIE securities licenses. James is registered in Alabama, Arkansas, Colorado, Louisiana, Mississippi, New York, Oklahoma and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/10/2024 - Present
Janus Henderson Distributors US LLC (New York NY)
IL
03/12/2015 - 12/26/2023
NUVEEN SECURITIES, LLC (CHICAGO IL)
IL
04/28/2010 - 12/03/2013
NUVEEN SECURITIES, LLC (CHICAGO IL)
NC
01/04/2010 - 04/27/2010
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
NC
01/25/2008 - 01/04/2010
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
TX
09/29/2003 - 01/10/2008
VAN KAMPEN FUNDS INC. (HOUSTON TX)
TX
06/22/1994 - 10/02/2003
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 06/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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