Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Buie is a financial advisor with Wells Fargo Advisors Financial Network, LLC. James is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the industry since 1988. He is also registered as an investment advisor representative in North Carolina and Texas. James is a Certified Financial Planner and has experience working with high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. James is dedicated to providing personalized financial advice and services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/11/2023 - Present
Wells Fargo Advisors Financial Network, LLC (GREENVILLE NC)
NC
11/15/2002 - 03/05/2020
WELLS FARGO CLEARING SERVICES, LLC (GREENVILLE NC)
NY
05/26/1993 - 11/18/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
09/20/1988 - 06/03/1993
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 09/11/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/02/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/18/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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