Unclaimed
James Budden is a financial advisor at Horace Mann Investors, Inc.. James has over 25 years of experience in the financial services industry. James is a Series 63, Series 7 and Series 6TO licensed representative and holds the SIE exam. James previously worked at St. Bernard Financial Services, Inc., Southeast Investments, N.C., Inc., Northeast Securities, Inc., Fifth Third Securities, Inc., and UBS PaineWebber Inc. James is a specialist in advising individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Percentage of assets under third party investment management
1
2
IL
09/07/2024 - Present
Horace Mann Investors, Inc. (SPRINGFIELD IL)
AR
01/07/2019 - 12/13/2019
ST. BERNARD FINANCIAL SERVICES, INC. (RUSSELLVILLE AR)
NC
01/02/2015 - 12/31/2018
SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)
OH
07/05/2007 - 12/31/2014
NORTHEAST SECURITIES, INC. (COLUMBUS OH)
OH
05/06/2003 - 04/12/2007
FIFTH THIRD SECURITIES, INC. (COLUMBUS OH)
NJ
01/01/1994 - 05/13/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BC
Issued 12/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/25/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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