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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Buchanan is an Investment Advisor Representative for PNC Investments. James is a veteran in the industry, with experience in financial services, investment banking and financial advising. James has been registered with the state of California since 2011. James has been registered with FINRA since 2015. James's primary focus is serving the needs of high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
07/26/2024 - Present
PNC Investments (SAN DIEGO CA)
CA
10/10/2023 - 07/23/2024
J.P. MORGAN SECURITIES LLC (FALLBROOK CA)
NJ
05/23/2023 - 10/11/2023
PRUCO SECURITIES, LLC. (NEWARK NJ)
NA
03/29/2019 - 07/23/2019
BMO NESBITT BURNS SECURITIES LTD. (CALGARY, ALBERTA )
CA
10/08/2018 - 11/27/2018
EDWARD JONES (VISTA CA)
CA
11/30/2015 - 07/05/2017
MORGAN STANLEY (PALO ALTO CA)
NA
09/29/2011 - 10/06/2015
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. (CALGARY )
BOTH
Issued 02/13/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/28/2011
Series 38 - Canada Module of the General Securities Registered Representative (Without Options Questions)
Active
Inactive
F
FINRA
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