Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hicks is a financial advisor with Empower Advisory Group, LLC. James is licensed to provide financial advice in Michigan. James has been in the industry since December 2021. James is registered with FINRA and the state of Michigan. Prior to joining Empower Advisory Group, LLC, James was employed by LPL FINANCIAL LLC and Community Financial Credit Union. James holds the Series 66, Series 7TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
12/03/2024 - Present
Empower Advisory Group, LLC (Westland MI)
MI
12/02/2021 - 11/27/2023
LPL FINANCIAL LLC (PLYMOUTH MI)
BOTH
Issued 12/31/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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