Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bryant Ellingson is a financial advisor with LPL Enterprise, LLC. James has been in the industry since 1998. He is registered with the state of Minnesota as a Broker-Dealer and Investment Advisor. James specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars. He is also a board member of the Star Lake Association and the Golden Fleece Masonic Lodge #89.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
11/14/2024 - Present
LPL Enterprise, LLC (LITCHFIELD MN)
MN
08/31/2012 - 08/27/2013
SECURITIES AMERICA, INC. (LITCHFIELD MN)
MN
01/05/2006 - 08/30/2012
INVESTMENT CENTERS OF AMERICA, INC. (LITCHFIELD MN)
CA
11/15/2004 - 12/31/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MN
03/20/1997 - 11/17/2004
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
IA
Issued 03/30/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Ellingson is the right advisor for you? Invested Better is here to help.
