Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bryan Washburn is a financial advisor with LPL Financial LLC, based in St George, Utah. James has been in the financial services industry since 1989, providing a wide range of financial services to his clients, including financial planning, portfolio management, pension consulting, educational seminars, and selection of other advisors. James holds several licenses and certifications, including Series 6, 7, 22, 24, 63, and 65. James also holds a Certified Financial Planner designation. Prior to joining LPL Financial LLC, James was associated with several other firms including Securities Service Network, Inc., Hornor, Townsend & Kent, Inc., New England Securities, Princor Financial Services Corporation, and NYLIFE Securities Inc. James's professional experience and qualifications make him a valuable resource for individuals and families seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
07/19/2016 - Present
LPL Financial LLC (ST GEORGE UT)
UT
12/07/2015 - 05/09/2016
SECURITIES SERVICE NETWORK, INC. (SANDY UT)
UT
08/06/2004 - 10/02/2015
HORNOR, TOWNSEND & KENT, INC. (SALT LAKE CITY UT)
NY
05/29/2003 - 08/13/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
04/01/1997 - 06/04/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
06/12/1989 - 03/26/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/17/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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