Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stark is an active financial professional with over 13 years of experience in the industry. James has experience with both broker-dealer and investment advisory firms. Currently, James is a registered representative and investment advisor representative at LPL Financial LLC, where they serve a diverse client base. Their prior experience includes working with Waddell & Reed, Commerce Brokerage Services, Inc., Cetera Advisors LLC, and Edward Jones. James is also licensed to operate in 53 states and two provinces in the United States and Canada. They are a seasoned professional with a wide range of experience and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/29/2021 - Present
LPL Financial LLC (FORT MILL SC)
KS
06/13/2018 - 08/04/2021
WADDELL & REED (OVERLAND PARK KS)
KS
08/26/2013 - 08/08/2017
COMMERCE BROKERAGE SERVICES, INC. (LENEXA KS)
MO
02/08/2013 - 08/21/2013
CETERA ADVISORS LLC (LIBERTY MO)
MO
06/24/2009 - 02/08/2013
EDWARD JONES (GLADSTONE MO)
BOTH
Issued 07/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2023
Series 4 - Registered Options Principal Examination
BC
Issued 02/03/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/09/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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