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James Bryan Harper

Fidelity Brokerage Services LLC

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About James Bryan Harper

James Harper has been in the financial industry since 1998 and is currently registered with Fidelity Brokerage Services LLC. James has a strong history with Fidelity, having worked with Fidelity Investments Institutional Services Company, Inc. previously. Before joining Fidelity, James worked with Clark Securities, Inc. and American Express Financial Advisors Inc. James is licensed in 53 states and holds the Series 7 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) Exam.

Firm Information

James Harper is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Harper’s Registration & Firm History

TX

01/03/2012 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

TX

03/21/2007 - 01/03/2012

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)

TX

12/04/2003 - 11/27/2006

CLARK SECURITIES, INC. (DALLAS TX)

RI

07/05/2001 - 07/28/2003

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

10/06/1998 - 07/06/2001

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MN

10/30/1997 - 07/14/1998

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/30/1997 - 07/14/1998

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 11/03/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Bryan Harper.
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