Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brunner is a financial advisor with Northwestern Mutual Investment Services, LLC. James has been in the industry since July 2022 and is registered with FINRA and the states of California, Colorado, Maryland, North Carolina, Ohio, South Carolina, Tennessee, and Texas. James Brunner holds the Series 6TO, SIE, and Series 63 licenses. Northwestern Mutual Investment Services, LLC offers investment research, referrals to other advisors and is primarily focused on individuals and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NC
07/05/2022 - Present
Northwestern Mutual Investment Services, LLC (ASHEVILLE NC)
BC
Issued 08/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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