Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bruner is a financial professional with over 20 years of experience in the securities industry. James is currently registered with TP Icap Global Markets Americas LLC and holds licenses for both Series 7 and Series 63 exams. Previously, James worked for GFI Securities LLC, Burlington Capital Markets Inc., and John N. Seip & Co., Inc. James has a comprehensive understanding of the financial markets and is dedicated to providing personalized advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/23/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
06/03/2004 - 07/15/2022
GFI SECURITIES LLC (NEW YORK NY)
NY
05/15/2002 - 04/19/2004
BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)
NY
10/01/2000 - 05/15/2002
JOHN N. SEIP & CO., INC. (NEW YORK NY)
BC
Issued 11/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/23/2001
Series 11 - Assistant Representative-Order Processing Qualification Exam
BC
Issued 09/14/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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