Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brunatti is a financial professional with over 28 years of experience in the industry. James is currently registered as a Registered Representative with Wealthpenn.comllc. James has a wide range of experience with several previous firms, including Fidelity Brokerage Services LLC, Investment Management Corporation, Morgan Stanley DW Inc., and others. James holds a variety of licenses and registrations, including Series 3, 4, 6, 7, 8, 63, 66, and SIE. James specializes in a variety of financial services, including asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and investment companies. James is also registered with the state of Texas as an Investment Advisor Representative, and with the state of Utah as both a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
11/28/2023 - Present
Wealthpenn.comllc (Sandy UT)
UT
07/26/2006 - 07/09/2021
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
08/15/2005 - 12/31/2005
INVESTMENT MANAGEMENT CORPORATION (BOUNTIFUL UT)
UT
11/19/2002 - 10/30/2003
INVESTMENT MANAGEMENT CORPORATION (BOUNTIFUL UT)
NY
11/01/2000 - 09/30/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
09/19/2000 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
GA
01/31/2000 - 09/28/2000
WMA SECURITIES, INC. (DULUTH GA)
RI
12/02/1993 - 01/13/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
09/13/1993 - 10/28/1993
MONY SECURITIES CORP. (NEW YORK NY)
NJ
08/18/1992 - 10/25/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
04/04/1989 - 08/24/1992
FIDELITY BROKERAGE SERVICES, INC.
RI
02/11/1988 - 08/24/1992
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 11/28/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/22/2023
Series 4 - Registered Options Principal Examination
BC
Issued 8/15/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 9/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2006
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
BC
Issued 2/10/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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