Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bruce Nelson is a financial advisor associated with Raymond James Financial Services, Inc.. James has been in the financial services industry since October 17, 2010. James has a Series 63, Series 7TO, SIE, Series 56, and Series 7 license. James has been registered with Raymond James Financial Services, Inc. since September 4, 2024 and previously worked for firms including Avatar Securities, LLC, Citigroup Derivatives Markets Inc., Summit Investment Corporation, Financial Network Investment Corporation, Craig-Hallum, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
09/04/2024 - Present
Raymond James Financial Services, Inc. (Andover MN)
NY
06/13/2014 - 02/28/2020
AVATAR SECURITIES, LLC (NEW YORK NY)
MN
07/21/2009 - 05/30/2014
CITIGROUP DERIVATIVES MARKETS INC. (MINNETONKA MN)
NA
05/17/1993 - 09/27/1994
SUMMIT INVESTMENT CORPORATION
NA
02/11/1993 - 06/01/1993
FINANCIAL NETWORK INVESTMENT CORPORATION
NA
06/15/1992 - 02/08/1993
CRAIG-HALLUM, INC.
NA
06/06/1991 - 06/17/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 06/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/21/2024
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2012
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 06/04/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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