Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bruce Johnson has been in the financial services industry since 2008 and is currently a registered representative for NWF Advisory Services Inc. James has held positions at several firms, including EDWARD JONES, MORGAN STANLEY, WELLS FARGO INVESTMENTS, LLC, and WELLS FARGO ADVISORS, LLC. James is registered in multiple states and has passed the Series 7, 6, 63, 66, and 31 exams. James is committed to providing financial planning services to individuals. NWF Advisory Services Inc. is a registered investment advisor that provides financial planning, portfolio management, and other investment services to individuals and businesses. James is a trusted advisor who can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/14/2019 - Present
NWF Advisory Services Inc. (Irvine CA)
CA
06/07/2013 - 01/16/2019
EDWARD JONES (LAGUNA HILLS CA)
CA
08/10/2011 - 04/04/2013
MORGAN STANLEY (SANTA ANA CA)
CA
04/23/2010 - 05/04/2010
WELLS FARGO INVESTMENTS, LLC (REDONDO BEACH CA)
CA
08/06/2008 - 05/03/2010
WELLS FARGO ADVISORS, LLC (TORRANCE CA)
BOTH
Issued 09/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 08/04/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/04/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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