Unclaimed
James Bruce Entwisle is a registered representative with Vanguard Marketing Corp., a firm based in Malvern, Pennsylvania. James is also a registered representative with Lincoln Financial Distributors, Inc. in Radnor, Pennsylvania. James has been in the securities industry since 2015 and holds the Series 6, Series 7, and Series 63 licenses. James is registered to sell securities in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/30/2017 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
02/03/2015 - 05/10/2017
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
BC
Issued 02/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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