Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brown is a registered representative with TD Securities (usa) LLC. James has been in the industry since August 14, 2016, and has passed the Securities Industry Essentials Examination and the Investment Banking Registered Representative Examination. James was previously registered with Cowen and Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/06/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
08/15/2016 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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