Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brown is a financial professional with over 6 years of experience in the industry. James is currently registered with BGC Financial, LP, and has previously worked for TP ICAP GLOBAL MARKETS AMERICAS LLC, TULLETT PREBON FINANCIAL SERVICES LLC, and ICAP SECURITIES USA LLC. James holds the Series 72 and the Securities Industry Essentials Examination licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/03/2024 - Present
BGC Financial, LP (NEW YORK NY)
NY
06/30/2023 - 01/04/2024
TP ICAP GLOBAL MARKETS AMERICAS LLC (New York NY)
NY
09/08/2017 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
09/26/2016 - 09/12/2017
ICAP SECURITIES USA LLC (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2016
Series 72 - Government Securities Representative Examination
Active
Inactive
F
FINRA
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