Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brown is a financial advisor with Wells Fargo Advisors Financial Network, LLC. James has been in the industry since 1987. James has been registered with the Securities and Exchange Commission since 2022. James has a Series 63, Series 7, Series 9, Series 10, Series 27 and Series 31 license. James is registered in 40 states and has a current employment history with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. James's firm, Wells Fargo Advisors Financial Network, LLC, offers investment consulting services to institutional clients and provides financial planning and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/14/2022 - Present
Wells Fargo Advisors Financial Network, LLC (NAPERVILLE IL)
IL
01/01/2008 - 10/11/2022
WELLS FARGO CLEARING SERVICES, LLC (NAPERVILLE IL)
IL
11/30/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (NAPERVILLE IL)
NJ
07/07/1992 - 11/29/1993
ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)
NJ
03/28/1991 - 12/31/1991
ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)
NA
04/22/1987 - 04/10/1991
NAPER SECURITIES CORPORATION
BC
Issued 03/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/10/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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