Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brooks Reynolds is a financial advisor with J.p. Morgan Institutional Investments Inc. based in Jersey City, NJ. James has been in the industry since 2010. James holds FINRA Series 63, SIE, and Series 7 licenses and is registered to offer securities products in 17 states. Previously, James held positions at JPMorgan Distribution Services, Inc. and Lazard Freres & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
01/03/2011 - Present
J.p. Morgan Institutional Investments Inc. (Jersey City NJ)
NY
10/13/2010 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
NY
08/08/2002 - 12/31/2002
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 01/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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