Unclaimed
James Bronson Rea is a financial advisor with Nexpoint Securities, Inc. based in Dallas, TX. James has been in the securities industry since October 31, 2015, and has a strong background in direct participation programs. James holds Series 7, Series 22, Series 63, and Series 7TO licenses. In addition to working with Nexpoint Securities, Inc., James has experience with Crescent Securities Group, Inc., Cobalt Capital, Inc., and Orchard Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/19/2022 - Present
Nexpoint Securities, Inc. (DALLAS TX)
TX
06/28/2021 - 07/13/2022
CRESCENT SECURITIES GROUP, INC. (PLANO TX)
FL
04/03/2019 - 06/14/2021
COBALT CAPITAL, INC. (LAKE MARY FL)
UT
09/18/2018 - 04/02/2019
ORCHARD SECURITIES, LLC (PLEASANT GROVE UT)
FL
05/08/2003 - 04/12/2006
CNL SECURITIES CORP. (ORLANDO FL)
BC
Issued 10/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2018
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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