Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brock Scott is a financial advisor in Bettendorf, IA. James is a registered representative of Principal Securities, Inc.. James has been in the securities industry for over 18 years and is licensed to sell securities in Arizona, California, Colorado, Florida, Illinois, Iowa, North Carolina, and Texas. James provides financial planning, portfolio management, and pension consulting services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. James has a strong track record of success and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
03/25/2021 - Present
Principal Securities, Inc. (BETTENDORF IA)
IL
09/19/2008 - 09/16/2014
INVESTMENT CENTERS OF AMERICA, INC. (MOLINE IL)
IA
11/30/2007 - 09/22/2008
THRIVENT INVESTMENT MANAGEMENT INC. (DAVENPORT IA)
IA
04/04/2006 - 11/28/2007
UVEST FINANCIAL SERVICES GROUP, INC. (DAVENPORT IA)
MN
07/23/2004 - 04/10/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
07/23/2004 - 04/10/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/05/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Scott is the right advisor for you? Invested Better is here to help.
