Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brice Harris has been an active financial professional since 1988 and holds registrations with FINRA and the state of Georgia. James works with clients such as individuals, families, corporations and charitable organizations, and provides financial planning and portfolio management services. James is currently affiliated with Money Concepts Capital Corp. and has previously worked for various firms including Lincoln Financial Distributors, Inc. and Nationwide Investment Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
GA
11/17/2021 - Present
Money Concepts Capital Corp. (MARIETTA GA)
AL
05/09/2003 - 11/05/2003
COLONIAL BROKERAGE, INC. (MONTGOMERY AL)
PA
04/23/2001 - 08/02/2002
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
OH
08/11/2000 - 01/25/2001
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
OH
07/01/1996 - 07/24/2000
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NA
01/01/1992 - 07/01/1996
FINANCIAL HORIZONS SECURITIES CORPORATION
NY
02/06/1992 - 01/14/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
AZ
11/19/1989 - 03/01/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
11/20/1989 - 12/08/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
11/10/1989 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
10/09/1989 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
OH
08/09/1989 - 10/14/1989
A. T. BROD & CO. INC. (CLEVELAND OH)
NA
03/28/1988 - 08/17/1989
INTEGRATED RESOURCES EQUITY CORPORATION
FL
08/18/1986 - 04/04/1988
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
NA
06/18/1985 - 08/29/1986
CHARLES SCHWAB & CO., INC.
BOTH
Issued 12/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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