Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brian Shannon is a registered representative with Marex Capital Markets Inc., a broker-dealer firm based in Red Bank, New Jersey. James has been in the securities industry since August 2012. James holds the Series 99 and SIE exams. Prior to joining Marex Capital Markets Inc., James was affiliated with Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
04/26/2021 - Present
Marex Capital Markets Inc. (Red Bank NJ)
NY
06/28/2012 - 03/16/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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