Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brian Reynolds is a registered investment advisor with over 24 years of experience in the financial services industry. James holds a Series 6, 7 and 66 license and has worked with LPL Financial LLC since 2007. James is also registered with Northeast Planning Associates, Inc. as an investment advisor representative. James has worked previously with Mutual Service Corporation and VeraVest Investments, Inc. James is licensed to provide financial advice in the states of California, Connecticut, New York, North Carolina and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
09/04/2007 - Present
LPL Financial LLC (RUTLAND VT)
VT
11/18/2003 - 12/31/2007
MUTUAL SERVICE CORPORATION (MANCHESTER CENTER VT)
MA
01/29/1998 - 11/13/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
BOTH
Issued 12/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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