Unclaimed
James Brian McKinley is a financial advisor with Fidelity Brokerage Services LLC. James has been in the financial services industry since 2005. James holds Series 6, 7, 63, and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative. James is currently registered in 10 states: Arizona, Florida, Georgia, Illinois, Iowa, Kentucky, Michigan, South Carolina, Texas and Wisconsin. James was previously employed with Fidelity Investments Institutional Services Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
07/23/2019 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
01/07/2005 - 05/14/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
RI
11/17/1995 - 12/31/2004
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 08/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/20/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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