Unclaimed
James Brian King is a financial professional with over 1 year of experience in the industry. He is registered to conduct business in North Carolina and South Carolina. James Brian King holds a Series 63, Series 6TO and SIE license and is currently employed by Allstate Financial Services, LLC. He is associated with the Matthews, NC branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/01/2020 - Present
Allstate Financial Services, LLC (Matthews NC)
BC
Issued 10/08/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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