Unclaimed
James Brian Hussey is a financial advisor with LPL Financial LLC in Bakersfield, CA. James has been a financial advisor since 2004. James is registered with the state of California and Texas, among others. James also has a Series 7 and Series 66 license and is also registered to provide investment advice. Prior to LPL Financial LLC, James worked with CUSO Financial Services, L.P., SWBC Investment Services, LLC, AIG Retirement Advisors, INC., MetLife Securities Inc., Metropolitan Life Insurance Company and A. G. Edwards & Sons, INC. James is active in the community and works with clients in Bakersfield and surrounding areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/16/2015 - Present
LPL Financial LLC (BAKERSFIELD CA)
CA
08/30/2011 - 06/13/2013
CUSO FINANCIAL SERVICES, L.P. (BAKERSFIELD CA)
CA
04/25/2011 - 08/30/2011
SWBC INVESTMENT SERVICES, LLC (BAKERSFIELD CA)
CA
08/04/2008 - 03/07/2011
SWBC INVESTMENT SERVICES, LLC (BAKERSFIELD CA)
CA
01/04/2008 - 07/30/2008
AIG RETIREMENT ADVISORS, INC. (GLENDALE CA)
MA
08/17/2004 - 03/28/2007
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/17/2004 - 03/28/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MO
08/18/2003 - 07/13/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 08/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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