Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brian Henson is a registered representative with PFS Investments Inc. in CARROLLTON, GA. James has been in the industry since 2014. James has the Series 63, SIE, and Series 7 licenses and specializes in providing financial advice to clients. James has previously worked at BEAR, STEARNS & CO. INC., ROBERT W. BAIRD & CO. INCORPORATED, UBS PAINEWEBBER INC., J.C. BRADFORD & CO., and VTR CAPITAL, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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GA
02/01/2021 - Present
PFS Investments Inc. (CARROLLTON GA)
NY
11/17/2003 - 09/10/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
WI
02/27/2001 - 12/01/2003
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NJ
09/01/1999 - 03/12/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/01/1998 - 09/16/1999
J.C. BRADFORD & CO. (NEW YORK NY)
NY
07/19/1996 - 12/12/1996
VTR CAPITAL, INC. (NEW YORK NY)
BC
Issued 02/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/25/2020
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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