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James Brian Hebets

Kestra Investment Services, LLC

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About James Brian Hebets

James Hebets has been in the financial services industry since 1976. James is currently registered with Kestra Investment Services, LLC and is licensed in 28 states. James is also licensed to sell investment company products and variable contracts. James holds licenses for Series 1, 6TO and SIE exams. Before joining Kestra Investment Services, LLC, James was registered with Multi-Financial Securities Corporation and Securities America, Inc.

Firm Information

James Hebets is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Hebets’s Registration & Firm History

AZ

06/11/2007 - Present

Kestra Investment Services, LLC (PHOENIX AZ)

AZ

09/01/1999 - 06/12/2007

MULTI-FINANCIAL SECURITIES CORPORATION (PHOENIX AZ)

NE

08/29/1997 - 09/02/1999

SECURITIES AMERICA, INC. (LAVISTA NE)

NY

04/18/1997 - 08/29/1997

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

MA

02/21/1989 - 08/29/1997

SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)

MA

12/14/1993 - 09/22/1994

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

10/21/1983 - 01/09/1989

MML INVESTORS SERVICES, INC.

NA

07/16/1978 - 01/02/1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

NA

03/25/1976 - 06/12/1978

SMA EQUITIES, INC.

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Licenses & Designations

BC

Issued 12/09/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1976

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Brian Hebets.
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