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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brian Guisinger is a financial advisor with Raymond James & Associates, Inc. James has been in the industry since 1983, with experience in several firms including Citigroup Global Markets Inc., Lehman Brothers Inc., and Korn, Womack, Stern and Associates, Inc. James is registered in 23 states for both brokerage and investment advisory services. James offers a wide range of services, including financial planning, pension consulting, and portfolio management for individuals and businesses. James holds Series 3, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
12/06/2022 - Present
Raymond James & Associates, Inc. (BIRMINGHAM MI)
MI
07/31/1993 - 02/01/2007
CITIGROUP GLOBAL MARKETS INC. (SOUTHFIELD MI)
NY
08/21/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/09/1987 - 09/01/1989
KORN, WOMACK, STERN AND ASSOCIATES, INC.
NA
10/21/1983 - 09/10/1986
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 08/15/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1983
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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