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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brian Gauld is a financial advisor with Stonex Advisors Inc., based in Birmingham, Alabama. James Brian Gauld has been in the financial services industry since April 1, 1995 and has held various roles at different firms, including Valic Financial Advisors, Inc. and The Variable Annuity Marketing Company. James Brian Gauld specializes in providing financial consulting services, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses. Stonex Advisors Inc. is a full-service financial firm offering a wide range of financial services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
12/01/2022 - Present
Stonex Advisors Inc. (Birmingham AL)
TX
10/28/1998 - 10/14/2022
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
02/14/1995 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
IA
Issued 12/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/15/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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