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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brian Cummins is a financial advisor at Raymond James & Associates, Inc. with over 35 years of experience in the financial industry. James Brian Cummins is licensed in several states and holds licenses for both securities and investment advisory services. He is registered with FINRA and is also a registered Investment Advisor Representative. James Brian Cummins has previously worked at Roney & Co., Roney & Co. L.L.C. and Kidder, Peabody & Co. Incorporated. He has been registered with Raymond James & Associates, Inc. since September 1999. James Brian Cummins provides a range of services, including financial planning, portfolio management, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
01/06/2022 - Present
Raymond James & Associates, Inc. (BIRMINGHAM MI)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
07/03/1990 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
NY
11/28/1986 - 07/12/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 07/13/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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