Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Armstrong is a financial professional with over 20 years of experience in the industry. James has a broad range of experience having worked with LPL Financial LLC, CUNA Brokerage Services, Inc., Mutual of Omaha Investor Services, Inc., and MML Investors Services, LLC. James is currently registered with International Assets Advisory, LLC and holds Series 7, 31, 63, and 66 securities licenses as well as the SIE. James has been active in the financial industry since August of 1999 and is currently registered in Florida with a Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
12/12/2022 - Present
International Assets Advisory, LLC (DALLAS TX)
FL
11/10/2021 - 11/28/2022
SKYWAY CAPITAL MARKETS, LLC (TAMPA FL)
FL
01/15/2018 - 11/11/2021
STANCORP EQUITIES, INC. (TAMPA FL)
FL
01/03/2017 - 09/27/2017
LPL FINANCIAL LLC (LARGO FL)
IA
01/31/2014 - 11/17/2016
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NE
07/25/2012 - 12/17/2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
MA
04/28/2011 - 06/06/2012
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
FL
09/26/2008 - 01/29/2010
NFP SECURITIES, INC. (CLEARWATER FL)
MD
07/28/1999 - 08/05/2008
ADP BROKER-DEALER, INC. (WHITE MARSH MD)
NY
07/14/1997 - 07/27/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 02/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 07/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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