Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brent Craig is a financial advisor with Cetera Investment Advisers LLC, a firm that manages over $100 billion in client assets. James Craig has been in the financial industry since 2004. James Craig holds licenses in 19 states and has Series 6, 7, 26, 63 and 65 licenses. James Craig works with individuals, families, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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FL
08/10/2022 - Present
Cetera Investment Advisers LLC (CRESTVIEW FL)
FL
05/22/2018 - 08/10/2022
HANCOCK WHITNEY INVESTMENT SERVICES INC. (PANAMA CITY FL)
UT
11/03/2015 - 05/23/2018
LPL FINANCIAL LLC (SALT LAKE CITY UT)
UT
06/13/2014 - 11/05/2015
J.P. MORGAN SECURITIES LLC (PROVO UT)
UT
07/18/2011 - 06/04/2014
KEY INVESTMENT SERVICES LLC (PARK CITY UT)
FL
10/06/2008 - 05/18/2011
SUNTRUST INVESTMENT SERVICES, INC. (GULF BREEZE FL)
IN
01/18/2006 - 06/09/2008
KEY INVESTMENT SERVICES LLC (SOUTH BEND IN)
OH
05/25/2005 - 01/18/2006
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
IL
03/03/2004 - 04/11/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 04/18/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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