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James Brennan Spiers

TLG Advisors, Inc.

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About James Brennan Spiers

James Brennan Spiers is a Registered Representative and Investment Advisor Representative with TLG Advisors, Inc., a firm that specializes in providing financial and investment advisory services. James has been working in the financial services industry since 2001, and has extensive experience in providing comprehensive financial planning, portfolio management, and investment advisory services. James holds a Series 6, Series 7, and Series 66 license. James is committed to helping clients achieve their financial goals.

Firm Information

James Spiers is currently registered with TLG Advisors, Inc.. TLG Advisors, Inc. is a Littleton, CO-based investment advisor with $1 billion to $10 billion in assets under management. The firm offers portfolio management, financial planning, and pension consulting to individuals, corporations, pension funds, and charitable organizations. TLG Advisors, Inc. also provides placement services for institutional funds and other investment advisory services. The firm has over 260 registered representatives and advisors serving clients nationwide.
TLG Advisors, Inc.

26 WEST DRY CREEK CIRCLE

LITTLETON, CO 80120

$1.66B

Assets Under Management

38

Total Clients

257

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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placement of institutional funds

Placement of institutional funds

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Spiers’s Registration & Firm History

CO

10/15/2021 - Present

TLG Advisors, Inc. (Arvada CO)

CO

11/14/2014 - 04/01/2016

SECURITIES AMERICA, INC. (WESTMINSTER CO)

CO

04/06/2010 - 11/14/2014

SUNSET FINANCIAL SERVICES, INC. (WESTMINSTER CO)

CO

07/01/2009 - 03/30/2010

NFP SECURITIES, INC. (LITTLETON CO)

CO

10/15/2001 - 07/09/2009

METLIFE SECURITIES INC. (GREENWOOD VILLAGE CO)

CO

10/15/2001 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (GREENWOOD VILLAGE CO)

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Licenses & Designations

BOTH

Issued 01/31/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2005

Series 7 - General Securities Representative Examination

BC

Issued 10/12/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Brennan Spiers.
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