Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brennan Rekas is a financial advisor with Houlihan Lokey Capital, Inc. James is registered with the state of New York. James has over 13 years of experience in the financial services industry. James holds the Series 7, 63, and SIE licenses, as well as the Series 79TO. James was previously employed by Morgan Stanley & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
08/06/2014 - Present
Houlihan Lokey Capital, Inc. (MCLEAN VA)
NY
09/07/2009 - 08/18/2014
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 09/23/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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