Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bailin is a financial advisor at Northwestern Mutual Investment Services, LLC. James has been in the financial services industry since 2002, with experience at Sanford C. Bernstein & Co., LLC prior to joining Northwestern Mutual. James holds Series 7, Series 63, and Series 66 licenses and the SIE exam, and is registered in 28 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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CT
09/04/2003 - Present
Northwestern Mutual Investment Services, LLC (Norwalk CT)
NY
06/17/2002 - 08/29/2003
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BOTH
Issued 09/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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