Unclaimed
James Brendan Gorrell is a financial advisor with over 11 years of experience. James is currently registered with Nuveen Asset Management, LLC and has been with the firm since September 2011. Prior to that, James worked at Nuveen Securities, LLC and MetLife Securities Inc. James specializes in providing portfolio management services to individuals, businesses, and investment companies. James also provides investment advisory services to insurance companies, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
01/30/2013 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
IL
08/30/2011 - 07/19/2012
NUVEEN SECURITIES, LLC (CHICAGO IL)
IL
08/19/2009 - 10/10/2009
METLIFE SECURITIES INC. (ITASCA IL)
BOTH
Issued 11/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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