Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Braun is a financial advisor with Wells Fargo Advisors Financial Network, LLC based in Columbia, South Carolina. James has over 20 years of experience in the financial industry. James is registered with the state of South Carolina as both a broker-dealer and an investment advisor. James has a wide range of experience in the financial industry, including working with high net worth individuals, corporations, and pension plans. James specializes in financial planning, portfolio management, and investment consulting services. James has a commitment to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
09/28/2010 - Present
Wells Fargo Advisors Financial Network, LLC (COLUMBIA SC)
SC
05/26/2009 - 09/27/2010
UVEST FINANCIAL SERVICES GROUP, INC. (COLUMBIA SC)
MS
10/15/2004 - 06/14/2007
SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC. (JACKSON MS)
MO
05/29/2003 - 07/19/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
06/15/2002 - 08/21/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
02/14/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
03/24/1998 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
BOTH
Issued 06/22/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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