Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brandon Wawrzyniak is a financial advisor with Vanguard Marketing Corp. James has been in the financial services industry since December 8, 2010. James has been registered with FINRA since October 12, 2020, and is currently licensed in Arizona and Pennsylvania. James holds the Series 6, 7, 24, and 63 licenses as well as the SIE. James has experience working with clients on a range of financial planning needs, including investment planning, retirement planning, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/08/2010 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 11/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/07/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Wawrzyniak is the right advisor for you? Invested Better is here to help.
