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James Brandon

Ernst & Young Investment Advisers LLP

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About James Brandon

James Brandon is a Registered Investment Advisor representative with Ernst & Young Investment Advisers LLP and has been in the industry since 2000. James has Series 65, 66, 7, and 55 licenses. James has prior work experience with Waddell & Reed, Inc., SCF Securities, Inc., Worldco, L.L.C., Metlife Securities Inc., Metropolitan Life Insurance Company, Securities America, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. James provides financial planning, educational seminars, and publication of periodicals services to his clients.

Firm Information

James Brandon is currently registered with Ernst & Young Investment Advisers LLP. Ernst & Young Investment Advisers LLP is an investment advisor based in SECAUCUS, NJ. They provide financial planning, educational seminars and publication of periodicals. They primarily serve corporations or other businesses and have 37 clients of this type. They have 160 employees and do not have any regulatory assets under management.
Ernst & Young Investment Advisers LLP

200 PLAZA DRIVE

SECAUCUS, NJ 07094

Not reported

Assets Under Management

37

Total Clients

134

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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James Brandon’s Registration & Firm History

CA

05/11/2023 - Present

Ernst & Young Investment Advisers LLP (Irvine CA)

CA

05/07/2009 - 05/03/2010

WADDELL & REED, INC. (CONCORD CA)

CA

02/21/2007 - 11/30/2007

SCF SECURITIES, INC. (SAN DIEGO CA)

NY

08/28/2002 - 02/07/2003

WORLDCO, L.L.C. (NEW YORK NY)

MA

07/06/2001 - 08/12/2002

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

07/06/2001 - 08/12/2002

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NE

02/15/2000 - 06/14/2001

SECURITIES AMERICA, INC. (LAVISTA NE)

MN

10/06/1999 - 12/13/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/06/1999 - 12/13/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 05/11/2023

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 03/05/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/20/2007

Series 7 - General Securities Representative Examination

BC

Issued 09/04/2002

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Brandon.
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