Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brandenburg is a financial professional with over 6 years of experience in the industry. James is currently registered with Fidelity Brokerage Services LLC. James previously worked at E*TRADE SECURITIES LLC. James is licensed to conduct securities business in North Carolina. James holds the Series 4, 63, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
06/14/2021 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
UT
11/16/2017 - 05/19/2021
E*TRADE SECURITIES LLC (SANDY UT)
BC
Issued 11/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2021
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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