Unclaimed
James Watt is a financial advisor at Nylife Securities LLC. James is registered with FINRA and the state of Pennsylvania. James is also registered in New York and Texas. James has been in the financial services industry since February 17, 2022. James specializes in investment company products and variable contracts. James is also knowledgeable about securities industry essentials.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
02/18/2022 - Present
Nylife Securities LLC (WARREN PA)
BC
Issued 04/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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