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James Bradley Smith

Missionsquare Retirement

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About James Bradley Smith

James Bradley Smith is a registered representative with Missionsquare Retirement, an investment firm located in Washington, D.C. James is also a registered investment advisor in Illinois, Indiana, Michigan, and Wisconsin. He has been working in the securities industry since June 30, 2010. Prior to joining Missionsquare Retirement, James worked at VALIC Financial Advisors, Inc. and Fidelity Investments Institutional Services Company, Inc. James has been working with clients since 2010.

Firm Information

James Smith is currently registered with Missionsquare Retirement. Missionsquare Retirement is an investment advisor headquartered in Washington, DC. The firm manages assets for individuals, high-net-worth individuals, and insurance companies. Missionsquare Retirement has approximately 234 registered representatives and 224 investment advisory professionals.
Missionsquare Retirement

777 NORTH CAPITOL STREET NE, SUITE 600

WASHINGTON, DC 20002-4240

$6.11B

Assets Under Management

694

Total Clients

182

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Smith’s Registration & Firm History

DC

03/08/2017 - Present

Missionsquare Retirement (WASHINGTON DC)

FL

01/14/2016 - 02/01/2017

VALIC FINANCIAL ADVISORS, INC. (ORLANDO FL)

RI

05/19/2000 - 12/16/2003

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

CT

03/31/1998 - 04/18/2000

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

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Licenses & Designations

BOTH

Issued 08/01/2016

Series 66 - Uniform Combined State Law Examination

IA

Issued 10/12/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/27/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2016

Series 7 - General Securities Representative Examination

BC

Issued 03/30/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Bradley Smith.
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